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Donald Harvey Fuller

First Trust Portfolios LP

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About Donald Harvey Fuller

Donald Harvey Fuller is a registered representative of First Trust Portfolios LP. Donald has been in the securities industry since July 10, 2007 and is registered in Illinois. Donald is also a licensed Series 63, Series 82, and SIE. Donald holds a Series 63, Series 82, and SIE license.

Firm Information

Donald Fuller is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Fuller’s Registration & Firm History

IL

07/10/2007 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 08/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2007

Series 82 - Limited Representative-Private Securities Offerings

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Harvey Fuller.
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