Unclaimed
Donald Gerard Sutton is a Financial Advisor with over 23 years of experience in the industry. He has a broad range of experience, most recently with SG Americas Securities, LLC and previously with BNP Paribas Securities Corp. Donald has a wide network of contacts across the country and provides a strong foundation for his clients' financial success. He is registered to provide securities advice in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2022 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
09/20/2017 - 04/06/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/21/2015 - 10/02/2017
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
09/11/2009 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
07/13/2000 - 09/11/2009
ABN AMRO INCORPORATED (NEW YORK NY)
NY
06/11/1996 - 08/08/1997
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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