Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald G. Riley is a financial advisor who has been in the industry since November 21, 1999. Donald is currently registered with Cetera Investment Advisers LLC. Donald has held previous registrations with Hancock Whitney Investment Services Inc. and Banc One Securities Corporation. Donald is licensed to offer securities in Arizona, Louisiana, Mississippi, Oklahoma, and Texas. Donald is also a Certified Financial Planner. Donald's firm, Cetera Investment Advisers LLC, is a registered investment adviser with the Securities and Exchange Commission. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
08/10/2022 - Present
Cetera Investment Advisers LLC (HAMMOND LA)
LA
05/03/2005 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (HAMMOND LA)
IL
11/22/1999 - 05/11/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 04/07/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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