Unclaimed
Donald Frederick Rothwell has been in the financial services industry since July 6, 1983. Donald is currently registered with Northwestern Mutual Investment Services, LLC. Donald is also registered with the states of Alaska, Colorado, Florida, Kansas, Missouri, and Oklahoma. Previously, Donald was employed with ROBERT W. BAIRD & CO. INCORPORATED in Milwaukee, WI from April 21, 1999, to January 1, 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
07/07/1983 - Present
Northwestern Mutual Investment Services, LLC (LEAWOOD KS)
WI
04/21/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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