Unclaimed
Donald Francis Dunphy is a financial professional associated with Fidelity Brokerage Services LLC. Donald joined the firm on November 14, 2022, after passing the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination. Donald's registration with FINRA is active and covers Broker-Dealer activities in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/14/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 11/14/2022
Series 99TO - Operations Professional Examination
BC
Issued 06/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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