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Donald Francis Codori

LPL Financial LLC

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About Donald Francis Codori

Donald Francis Codori has been in the financial services industry since 1971. Donald is currently registered with LPL Financial LLC in Johnston, Rhode Island. Prior to joining LPL Financial LLC, Donald was registered with OSAIC WEALTH, INC. and SAGEPOINT FINANCIAL, INC.. Donald has experience with a variety of financial products and services, including financial planning, portfolio management, and pension consulting. Donald is a Chartered Financial Consultant.

Firm Information

Donald Codori is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Donald Codori’s Registration & Firm History

RI

12/14/2023 - Present

LPL Financial LLC (JOHNSTON RI)

RI

09/01/2023 - 12/12/2023

OSAIC WEALTH, INC. (JOHNSTON RI)

RI

11/01/2005 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (JOHNSTON RI)

RI

01/03/2003 - 12/21/2005

MUTUAL SERVICE CORPORATION (JOHNSTON RI)

MA

11/26/2001 - 12/18/2002

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

NY

04/08/1999 - 12/13/2001

LIFEMARK SECURITIES CORP. (ROCHESTER NY)

IN

10/01/1997 - 04/14/1999

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

IN

03/12/1997 - 10/01/1997

JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)

FL

02/12/1996 - 03/17/1997

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

IL

04/27/1994 - 12/31/1995

TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)

CA

05/19/1992 - 03/18/1994

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

NY

11/27/1990 - 05/21/1992

BARCLAY INVESTMENTS, INC. (NEW YORK NY)

SC

12/16/1989 - 10/18/1990

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NA

06/24/1986 - 12/16/1989

LINSCO FINANCIAL GROUP, INC.

NA

02/19/1985 - 07/07/1986

CARDELL & ASSOCIATES, INCORPORATED

NA

03/31/1982 - 02/22/1985

FMR SECURITIES, INC.

NA

03/25/1977 - 09/14/1981

CHUBB SECURITIES CORPORATION

NA

05/24/1972 - 04/18/1977

INDEPENDENT FINANCIAL PLANNERS CORPORATION

NA

03/17/1975 - 12/08/1976

TRAVELERS EQUITIES SALES, INC.

NA

05/09/1974 - 04/14/1975

INA SECURITY CORPORATION

NA

10/02/1973 - 04/28/1974

TRAVELERS EQUITIES SALES, INC.

NA

07/28/1972 - 07/20/1973

ITT VARIABLE ANNUITY LIFE INSURANCE COMPANY

NA

07/28/1972 - 05/09/1973

HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY

NA

04/28/1971 - 06/19/1972

TRANSAMERICA FUND SALES, INC.

NA

10/30/1970 - 05/30/1971

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

BC

Issued 07/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/26/2002

Series 24 - General Securities Principal Examination

BC

Issued 05/18/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Donald Francis Codori. Review regulatory record here.
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