Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Eugene Yohon has been in the financial services industry since March 11, 1986. Donald is currently registered with Stifel, Nicolaus & Company, Inc. and is a Registered Representative and Investment Advisor Representative in Colorado, Kansas and Texas. Donald previously worked with MORGAN STANLEY DW INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, OFFERMAN & CO., INC. and FIRST AMERICAN NATIONAL SECURITIES, INC.. Donald has been a registered representative with the Financial Industry Regulatory Authority (FINRA) since 1986. Donald has Series 3, 6, 7, 8, 9, 10, 63 and 65 licenses and is a Registered Investment Advisor with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/13/2004 - Present
Stifel, Nicolaus & Company, Inc. (GREELEY CO)
NY
07/09/1997 - 01/23/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
05/13/1991 - 07/29/1997
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MN
06/25/1986 - 05/20/1991
OFFERMAN & CO., INC. (MINNEAPOLIS MN)
NA
03/12/1986 - 07/03/1986
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 11/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1998
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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