Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Oates has been an active advisor in the financial services industry since 1983. Donald is registered with Lombard Advisers Inc. Donald has been an advisor with Lombard Advisers Inc. since 2013. Previously, Donald was an advisor with LINSCO/PRIVATE LEDGER CORP., LINSCO FINANCIAL GROUP, INC., ATLANTIC SECURITIES, INC., CARDELL & ASSOCIATES, INCORPORATED and IDS MARKETING CORPORATION. Donald has a strong background in providing financial advice and investment management services to individuals, families, and businesses. Donald specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
03/27/2013 - Present
Lombard Advisers Inc. (HAMPSTEAD MD)
SC
12/16/1989 - 03/26/1992
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
03/08/1989 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
08/21/1986 - 03/01/1989
ATLANTIC SECURITIES, INC.
NA
04/30/1984 - 07/25/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
09/12/1983 - 05/15/1984
IDS MARKETING CORPORATION
BC
Issued 10/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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