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Donald Edwin Malloy

Pruco Securities, LLC

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About Donald Edwin Malloy

Donald Edwin Malloy is a financial professional with over 15 years of experience in the financial services industry. Donald has been registered with Pruco Securities, LLC since March 2024. Prior to that, Donald was registered with FARMERS FINANCIAL SOLUTIONS, LLC and TRANSAMERICA FINANCIAL ADVISORS, INC. Donald specializes in a variety of financial services, including investment management, financial planning, and insurance. Donald is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Donald Malloy is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Donald Malloy’s Registration & Firm History

CA

03/05/2024 - Present

Pruco Securities, LLC (IRVINE CA)

CA

02/15/2022 - 02/21/2024

FARMERS FINANCIAL SOLUTIONS, LLC (HIGHLAND CA)

CA

01/06/2012 - 12/09/2020

TRANSAMERICA FINANCIAL ADVISORS, INC (ORANGE CA)

CA

09/30/2011 - 01/06/2012

WORLD GROUP SECURITIES, INC. (SAN JOSE CA)

CA

06/24/2008 - 08/24/2011

WORLD GROUP SECURITIES, INC. (SAN JOSE CA)

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Licenses & Designations

IA

Issued 12/23/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Edwin Malloy.
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