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Donald Edward Platz

Arete Wealth Management, LLC

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About Donald Edward Platz

Donald Edward Platz is a financial professional based in Chicago, Illinois with over 40 years of experience in the financial services industry. Donald has held various positions with firms such as The Windmill Group, Inc., U-Trade Brokerage, LLC., Bench Securities Corp., First Eastern Equity Corp., John Hancock Mutual Life Insurance Company, Verrilli Altschuler Schwartz Inc., Hale Securities Corp., and Custodian Security Brokerage Corp. Donald currently works at Arete Wealth Management, LLC.

Firm Information

Donald Platz is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Platz’s Registration & Firm History

IL

05/14/2024 - Present

Arete Wealth Management, LLC (CHICAGO IL)

NY

01/29/1997 - 06/24/2024

THE WINDMILL GROUP, INC. (SOMERS NY)

NJ

08/27/2001 - 05/14/2007

U-TRADE BROKERAGE, LLC. (FRANKLIN LAKES NJ)

NJ

12/16/1994 - 06/29/2000

BENCH SECURITIES CORP. (FORT LEE NJ)

NY

01/21/1977 - 12/19/1994

FIRST EASTERN EQUITY CORP. (ARMONK NY)

MA

02/18/1982 - 06/21/1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NA

09/30/1987 - 04/05/1988

BENCH SECURITIES CORP.

NA

07/31/1979 - 03/08/1983

VERRILLI ALTSCHULER SCHWARTZ INC.

NA

01/16/1973 - 07/29/1974

HALE SECURITIES CORP.

NA

12/21/1972 - 03/07/1973

CUSTODIAN SECURITY BROKERAGE CORP.

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Licenses & Designations

BC

Issued 09/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/1976

F04 - Financial Principal Examination

BC

Issued 10/28/1976

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Edward Platz.
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