Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Atut has over 22 years of experience in the financial services industry. Donald is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and is active in both broker-dealer and investment advisor capacities. He has passed the Series 3, 7, 9, 10, 31, 63, and 65 exams. Donald has a variety of experience in financial services including previous work with M B VICK & COMPANY and Bank of America, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLAND PARK IL)
IL
04/19/1996 - 05/08/1996
M B VICK & COMPANY (CHICAGO IL)
IA
Issued 08/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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