Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Edgar Bates Jr is a financial advisor registered with Ameriprise Financial Services, LLC and has been in the industry since 1995. Donald has experience with several firms including Thurston Springer Financial, DAVID A. NOYES & COMPANY, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC. Donald is currently registered with Ameriprise Financial Services, LLC in Indiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
12/13/2022 - Present
Ameriprise Financial Services, LLC (Richmond IN)
IN
08/24/2018 - 12/14/2022
THURSTON SPRINGER FINANCIAL (Richmond IN)
IN
07/01/2014 - 08/24/2018
DAVID A. NOYES & COMPANY (RICHMOND IN)
IN
03/11/2011 - 01/16/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (RICHMOND IN)
IN
01/01/2008 - 03/11/2011
WELLS FARGO ADVISORS, LLC (RICHMOND IN)
IN
10/06/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RICHMOND IN)
NJ
06/07/1995 - 09/28/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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