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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Garcia is a financial advisor with over 33 years of experience in the financial services industry. He is currently registered as a Registered Representative and Investment Adviser Representative with Osaic Wealth, Inc. Donald has a broad range of experience working with individual clients, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Donald is licensed to provide financial advice in 32 states and the District of Columbia. He holds a Series 6, Series 7, Series 63, and Series 65 licenses and the SIE exam. Donald is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. He offers a variety of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/24/2025 - Present
Osaic Wealth, Inc. (IRVINE CA)
IN
09/12/2000 - 05/17/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
10/01/1991 - 09/28/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/01/1991 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
07/12/1990 - 11/18/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
GA
01/10/1989 - 03/09/1990
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
10/27/1988 - 12/22/1988
SENTRA SECURITIES CORPORATION
NA
01/28/1988 - 10/31/1988
SME CAPITAL MANAGEMENT CORPORATION
IA
Issued 06/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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