Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Mundy is a financial advisor with Brokers International Financial Services, LLC in Omaha, Nebraska. Donald has been in the industry since 1992 and specializes in providing financial advice to individuals, families, and small businesses. Donald has a wide range of experience in the financial services industry, including experience with LPL FINANCIAL LLC, CETERA ADVISORS LLC, NFP SECURITIES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., ASSIST INVESTMENT MANAGEMENT COMPANY, INC., and SECURITIES AMERICA, INC. Donald holds the Series 7, Series 6, Series 63, Series 65, and Series 24 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
NE
04/19/2022 - Present
Brokers International Financial Services, LLC (Omaha NE)
NE
08/28/2020 - 04/21/2022
LPL FINANCIAL LLC (OMAHA NE)
NE
12/17/2010 - 09/01/2020
CETERA ADVISORS LLC (OMAHA NE)
NE
11/06/2002 - 12/20/2010
NFP SECURITIES, INC. (OMAHA NE)
IA
11/19/1997 - 11/20/2002
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
KS
11/12/1996 - 11/25/1997
ASSIST INVESTMENT MANAGEMENT COMPANY, INC. (LEAWOOD KS)
NE
07/02/1992 - 10/21/1996
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 07/01/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/17/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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