linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Donald Douglas malcolm Simpson

Wall Street Access

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Donald? Claim Your Profile

About Donald Douglas malcolm Simpson

Donald Douglas Malcolm Simpson is a registered representative with Wall Street Access. Donald has been in the industry since 1980. Donald has held previous positions at VANDHAM SECURITIES CORP., CARLIN EQUITIES, LLC, GENERIC TRADING OF PHILADELPHIA, LLC, NEEDHAM & COMPANY, INC., MORGAN STANLEY & CO., INCORPORATED, FIRST NEW YORK SECURITIES L.L.C., KEEFE, BRUYETTE & WOODS, INC., and MABON, NUGENT & CO.. Donald holds Series 1 and Series 63 licenses.

Firm Information

Donald Simpson is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Donald Simpson’s Registration & Firm History

NJ

07/02/2018 - Present

Wall Street Access (Park Ridge NJ)

NJ

01/10/2007 - 07/03/2018

VANDHAM SECURITIES CORP. (Park Ridge NJ)

NY

01/09/2006 - 11/01/2006

CARLIN EQUITIES, LLC (PURCHASE NY)

NY

05/04/2006 - 06/26/2006

GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)

NY

10/30/1993 - 04/08/1996

NEEDHAM & COMPANY, INC. (NEW YORK NY)

NY

06/09/1980 - 06/29/1994

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

02/26/1993 - 05/26/1993

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NA

04/25/1977 - 07/06/1980

KEEFE, BRUYETTE & WOODS, INC.

NA

12/10/1970 - 05/06/1977

MABON, NUGENT & CO.

Not sure if Donald Douglas malcolm Simpson is right for you?

Licenses & Designations

BC

Issued 04/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Donald Douglas malcolm Simpson.
Not sure if Donald Douglas malcolm Simpson is right for you?