Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Sung is a securities professional with over 20 years of experience in the industry. Donald has held positions at several prominent financial firms, including Nomura Securities International, Inc., Lazard Freres & Co. LLC, Deutsche Bank Securities Inc., and Morgan Stanley & Co., Incorporated. Donald is currently registered with Finalis Securities LLC and holds a Series 7, Series 3, Series 63, Series 24 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2022 - Present
Finalis Securities LLC (New York NY)
NY
11/14/2016 - 05/07/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
CA
04/30/2012 - 11/18/2016
LAZARD FRERES & CO. LLC (SAN FRANCISCO CA)
NY
05/12/2004 - 04/11/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/27/1999 - 05/20/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1999
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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