Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald David Wallace is a registered investment advisor representative with Robert W. Baird & Co. Inc. Donald has been in the financial services industry since 1979 and has been with Robert W. Baird & Co. Inc. since 1993. Donald holds the Series 1, 3, 5, 7, 8, 9, 10, 24, 63, and 65 licenses. Donald is registered with the state of Florida and Illinois. Donald has experience in providing investment advice to individuals, families, trusts, and businesses. Donald is a member of the Robert W. Baird & Co. Inc. team which provides investment management and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
FL
10/30/2021 - Present
Robert W. Baird & Co. Inc. (Sarasota FL)
NY
06/03/1987 - 02/08/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NA
11/20/1985 - 04/28/1986
MORGAN STANLEY & CO., INCORPORATED
NA
12/10/1974 - 11/26/1985
GOLDMAN, SACHS & CO.
IA
Issued 12/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/28/1980
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/05/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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