Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Cooley is a financial professional with over 25 years of experience in the financial industry. Donald is currently registered with HSBC Securities (USA) Inc. as a Registered Representative in Massachusetts. Donald was previously registered with STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC, FUNDS DISTRIBUTOR, INC., CREDIT SUISSE FIRST BOSTON CORPORATION, NEPTUNE SECURITIES FINANCE, LLC and CITICORP SECURITIES, INC. Donald holds Series 63, Series 7, and SIE licenses. Donald has a strong track record of providing clients with personalized financial advice. Donald is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
12/23/2021 - Present
Hsbc Securities (usa) Inc. (Boston MA)
MA
03/18/2008 - 04/20/2021
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (Boston MA)
ME
07/09/2001 - 08/29/2007
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
NY
08/19/1999 - 12/08/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/05/1998 - 10/06/1998
NEPTUNE SECURITIES FINANCE, LLC (NEW YORK NY)
NY
12/11/1992 - 09/24/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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