Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Charles Seaman is a Senior Surveillance Analyst at CWM, LLC DBA CARSON GROUP PARTNERS and CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP. Donald has been in the financial industry since 2014 and has worked for several firms including Securities America, Inc., FSC Securities Corporation, OSAIC WEALTH, INC., TRIAD ADVISORS LLC, and WOODBURY FINANCIAL SERVICES, INC. Donald holds Series 4, 7, 24, 52TO, 53, and 66 licenses and is registered in Nebraska as both a Broker-Dealer and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
09/20/2023 - Present
CWM, LLC (OMAHA NE)
GA
04/07/2021 - 09/05/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/07/2021 - 09/05/2023
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
GA
04/07/2021 - 09/05/2023
TRIAD ADVISORS LLC (ATLANTA GA)
MN
04/07/2021 - 09/05/2023
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NE
09/11/2017 - 09/05/2023
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
04/07/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
09/21/2010 - 01/09/2012
PACIFIC SELECT DISTRIBUTORS, INC. (OMAHA NE)
NE
02/09/2007 - 11/05/2008
TD AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 03/05/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/2019
Series 4 - Registered Options Principal Examination
BC
Issued 05/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/07/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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