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Donald Caldwell Hughes

Lion Street Advisors, LLC

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About Donald Caldwell Hughes

Donald Caldwell Hughes is a financial advisor currently registered with Lion Street Advisors, LLC and has been in the industry since July 5, 2012. Donald has a broad experience with both broker-dealer and investment advisor roles. Donald has held previous positions at MML INVESTORS SERVICES, LLC and SECURIAN FINANCIAL SERVICES, INC. Donald Caldwell Hughes has a Series 7, Series 66 and a SIE license.

Firm Information

Donald Hughes is currently registered with Lion Street Advisors, LLC. Lion Street Advisors, LLC is an investment advisory firm based in Austin, TX, with over 141 investment advisor representatives and 126 licensed agents. The firm manages over $2.3 billion in assets for a diverse clientele, including individuals, high-net-worth individuals, pension and profit-sharing plans, and other investment advisors. Lion Street Advisors provides financial planning, pension consulting, portfolio management for individuals and businesses, selection of other advisors, and wrap fee program participation.
Lion Street Advisors, LLC

300 COLORADO

AUSTIN, TX 78701

$2.34B

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Donald Hughes’s Registration & Firm History

MS

07/02/2024 - Present

Lion Street Advisors, LLC (Jackson MS)

TN

01/26/2016 - 06/21/2024

MML INVESTORS SERVICES, LLC (Memphis TN)

TN

05/23/2012 - 12/14/2015

SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)

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Licenses & Designations

BOTH

Issued 09/27/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Caldwell Hughes.
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