Unclaimed
Donald C. Reynolds is a registered investment advisor representative at Wells Fargo Clearing Services, LLC. Donald has been in the financial services industry since 1976 and has a diverse background working with several firms, including Ameriprise Financial Services, LLC, RBC Capital Markets, LLC, Raymond James & Associates, Inc. and Citigroup Global Markets Inc. Donald is licensed to provide investment advice in Alabama, Alaska, Colorado, Florida, New Mexico, New York, North Carolina, Oregon, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/29/2022 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
TX
10/02/2020 - 05/05/2022
AMERIPRISE FINANCIAL SERVICES, LLC (FORT WORTH TX)
TX
05/07/2012 - 10/14/2020
RBC CAPITAL MARKETS, LLC (FORT WORTH TX)
TX
04/04/2008 - 05/08/2012
RAYMOND JAMES & ASSOCIATES, INC. (FORT WORTH TX)
TX
07/31/1993 - 04/17/2008
CITIGROUP GLOBAL MARKETS INC. (FT. WORTH TX)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/01/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
12/23/1980 - 03/21/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/26/1978 - 12/21/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/21/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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