Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Brian Carpenter is an investment advisor representative with Charles Schwab & CO., Inc.. Donald has been in the securities industry since June 28, 2002. Donald is registered with the state of Texas and has passed exams for Series 7, Series 9, Series 10, Series 63, and Series 66. Donald has also been registered with previous firms including RBC CAPITAL MARKETS, LLC, WELLS FARGO BROKERAGE SERVICES, L.L.C., WELLS FARGO INVESTMENTS, LLC, and A. G. EDWARDS & SONS, INC.. Donald is a board member of the YMCA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
08/17/2012 - Present
Charles Schwab & CO., Inc. (Austin TX)
WI
09/16/2004 - 08/09/2012
RBC CAPITAL MARKETS, LLC (EAU CLAIRE WI)
MN
12/13/2000 - 08/07/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/13/2000 - 08/07/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
10/19/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MO
05/12/1999 - 10/09/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 07/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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