Unclaimed
Donald Brian Buckman has been working in the financial services industry since 2002. Donald Brian Buckman is currently registered with ADP Broker-Dealer, Inc. and is located in LOUISVILLE, KY. Donald Brian Buckman was previously registered with ADP BROKER-DEALER, INC. and WADDELL & REED, INC.. Donald Brian Buckman is licensed to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
09/27/2018 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
KY
01/01/2005 - 01/15/2018
ADP BROKER-DEALER, INC. (LOUISVILLE KY)
KS
12/22/1995 - 12/31/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 02/21/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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