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Donald Brian Buckman

ADP Broker-Dealer, Inc.

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About Donald Brian Buckman

Donald Brian Buckman has been working in the financial services industry since 2002. Donald Brian Buckman is currently registered with ADP Broker-Dealer, Inc. and is located in LOUISVILLE, KY. Donald Brian Buckman was previously registered with ADP BROKER-DEALER, INC. and WADDELL & REED, INC.. Donald Brian Buckman is licensed to sell securities in 52 states.

Firm Information

Donald Buckman is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Buckman’s Registration & Firm History

KY

09/27/2018 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

KY

01/01/2005 - 01/15/2018

ADP BROKER-DEALER, INC. (LOUISVILLE KY)

KS

12/22/1995 - 12/31/1998

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 02/21/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/06/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/26/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Brian Buckman.
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