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Donald Brett Pomeroy

Fidelity Brokerage Services LLC

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About Donald Brett Pomeroy

Donald Brett Pomeroy is a registered representative with Fidelity Brokerage Services LLC. Donald has been in the financial services industry since 1993. He is licensed to sell securities in Massachusetts, Rhode Island, Texas, and Utah. Donald is a Series 7, Series 10, Series 24, Series 51, and Series 63 licensed professional. He is also a SIE licensed professional. Donald has been with Fidelity Brokerage Services LLC since 2021. Before that, he worked for FIDELITY DISTRIBUTORS COMPANY LLC from 1998 to 2021. Donald was also registered with QUICK & REILLY, INC. from 1996 to 1998 and OLDE DISCOUNT CORPORATION from 1993 to 1996.

Firm Information

Donald Pomeroy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Pomeroy’s Registration & Firm History

RI

11/02/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

05/13/1998 - 09/29/2021

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

NY

03/12/1996 - 05/05/1998

QUICK & REILLY, INC. (NEW YORK NY)

MI

11/17/1993 - 03/21/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 11/26/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/05/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/25/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/13/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Donald Brett Pomeroy.
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