Unclaimed
Donald Brett Pomeroy is a registered representative with Fidelity Brokerage Services LLC. Donald has been in the financial services industry since 1993. He is licensed to sell securities in Massachusetts, Rhode Island, Texas, and Utah. Donald is a Series 7, Series 10, Series 24, Series 51, and Series 63 licensed professional. He is also a SIE licensed professional. Donald has been with Fidelity Brokerage Services LLC since 2021. Before that, he worked for FIDELITY DISTRIBUTORS COMPANY LLC from 1998 to 2021. Donald was also registered with QUICK & REILLY, INC. from 1996 to 1998 and OLDE DISCOUNT CORPORATION from 1993 to 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/02/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
05/13/1998 - 09/29/2021
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
NY
03/12/1996 - 05/05/1998
QUICK & REILLY, INC. (NEW YORK NY)
MI
11/17/1993 - 03/21/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 11/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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