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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Bradley Pence is an Investment Advisor Representative at Tradewinds Capital Management, LLC. Donald holds Series 7, 9, 10, 24, 53, 63, and 66 licenses, along with the Uniform Investment Adviser Law Examination. Donald has been in the financial industry since 2000 and has worked with a number of firms including Country Capital Management Company, U.S. Bancorp Investments, Inc., A.G. Edwards & Sons, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
01/10/2024 - Present
Tradewinds Capital Management, LLC (BELLINGHAM WA)
MO
01/25/2010 - 08/03/2010
COUNTRY CAPITAL MANAGEMENT COMPANY (ELLISVILLE MO)
MO
11/16/2007 - 01/19/2010
U.S. BANCORP INVESTMENTS, INC. (SAINT LOUIS MO)
MO
09/15/2006 - 11/05/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
03/15/2000 - 09/05/2006
EDWARD JONES (ST LOUIS MO)
IA
Issued 01/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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