Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Brown has been in the financial industry since January 16, 2006. Donald is a registered representative with Capitol Securities Management, Inc., which is based in Glen Allen, VA. Donald is registered to provide securities advice in California, Florida, New Jersey, New York, South Carolina, and Virginia. Donald is also a licensed agent with an insurance brokerage agency, marketing and selling fixed life insurance. Donald has been a licensed agent since 2007. Donald is also a registered representative with M&T SECURITIES, INC., LPL FINANCIAL LLC, and NEW ENGLAND SECURITIES. Donald has completed the Uniform Combined State Law Examination, Securities Industry Essentials Examination and the General Securities Representative Examination. Donald specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/28/2021 - Present
Capitol Securities Management, Inc. (ROCHESTER NY)
NY
06/04/2012 - 05/14/2013
M&T SECURITIES, INC. (ROCHESTER NY)
NY
10/05/2009 - 02/14/2012
LPL FINANCIAL LLC (SPENCERPORT NY)
NY
10/05/2006 - 09/30/2009
NEW ENGLAND SECURITIES (PITTSFORD NY)
NJ
05/30/2005 - 06/22/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 06/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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