Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Anthony Sivick is a registered representative with Scotia Capital (usa) Inc. and has been in the financial services industry since August 30, 2008. Donald has a wide range of experience, having previously worked at SMBC Nikko Securities America, Inc., RBC Capital Markets, LLC, Barclays Capital Inc., and Deutsche Bank Securities Inc.. Donald holds a variety of licenses, including Series 7, 24, 63, 79TO, 86, 87 and SIE. Donald is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/05/2024 - 05/28/2024
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
03/28/2012 - 12/22/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/12/2011 - 03/29/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/06/2008 - 03/31/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/23/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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