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Donald Anthony Hansen

Smbc Nikko Securities America, Inc.

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About Donald Anthony Hansen

Donald Anthony Hansen is a financial professional with over 24 years of experience in the securities industry. Donald has held positions at several prominent firms including Daiwa Capital Markets America Inc., Keefe, Bruyette & Woods, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Nomura Securities International, Inc., and Schroder & Co. Inc. Donald is currently registered with Smbc Nikko Securities America, Inc. and holds FINRA Series 7, 9, 10, 55, and 63 licenses.

Firm Information

Donald Hansen is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Hansen’s Registration & Firm History

NY

12/15/2014 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

07/10/2013 - 12/23/2014

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

NY

03/08/2010 - 11/07/2012

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

NY

09/13/2005 - 03/12/2010

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/28/2000 - 09/08/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/16/1999 - 07/03/2000

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/26/1997 - 07/26/1999

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/06/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Donald Anthony Hansen.
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