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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Harrell is an active investment advisor representative, licensed in 33 states. Donald has been in the financial services industry since September 14, 1993. Donald is currently employed with Morgan Stanley and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Citigroup Global Markets Inc., and Income Network Company. Donald holds multiple licenses, including Series 3, 6, 7, 9, 10, 22, 26, 63, and 65. Donald is also a Registered Principal at Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Laguna Niguel CA)
CA
10/23/2009 - 07/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA NIGUEL CA)
CA
06/18/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAGUNA NIGUEL CA)
CA
10/07/1997 - 07/02/2007
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
CA
06/01/1992 - 04/17/1996
INCOME NETWORK COMPANY (IRVINE CA)
NA
03/27/1992 - 07/24/1992
AMERICAN BUSINESS SECURITIES, INC.
IA
Issued 12/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/25/1992
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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