Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Allen Kartoon is a financial advisor who has been working in the industry since May 11, 1974. Donald is currently registered with Hilltop Securities Inc., a firm based in Dallas, Texas. Donald has previously worked with Morgan Stanley, Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., Oppenheimer & Co., Inc., Drexel Burnham Lambert Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Donald has a wide range of experience in the financial services industry, including investment advisory, securities brokerage, and financial planning. Donald holds a number of professional designations, including Series 7, Series 8, Series 15, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/21/2023 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
11/05/2010 - 05/22/2017
MORGAN STANLEY (BEVERLY HILLS CA)
CA
07/01/2003 - 11/08/2010
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
NY
07/17/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/25/1994 - 07/20/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/04/1989 - 11/29/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/03/1981 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/24/1970 - 06/17/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 12/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/01/1978
PC - AMEX Put and Call Exam
BC
Issued 02/18/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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