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Donald Alan Johnson

Western International Securities, Inc.

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About Donald Alan Johnson

Donald Alan Johnson is a financial professional with over 39 years of experience in the securities industry. Donald is currently registered with Western International Securities, Inc. and has previously been registered with several other firms. Donald's primary focus is on providing financial advice and investment management services.

Firm Information

Donald Johnson is currently registered with Western International Securities, Inc.. Western International Securities, Inc. is a corporation formed in 1995 and headquartered in Pasadena, California. The firm provides a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. They are registered with the SEC and have a presence in 53 states. With over 323 registered representatives and 245 investment advisor representatives, Western International Securities manages approximately $3.69 billion in assets.
Western International Securities, Inc.

70 S. LAKE AVE.

PASADENA, CA 91101

$3.69B

Assets Under Management

1,232

Total Clients

246

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Donald Johnson’s Registration & Firm History

NV

07/02/2020 - Present

Western International Securities, Inc. (Gardnerville NV)

NV

07/08/1992 - 07/06/2020

WELLS FARGO CLEARING SERVICES, LLC (INCLINE VILLAGE NV)

NY

06/02/1992 - 07/02/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/11/1989 - 06/15/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

CA

11/23/1988 - 08/24/1989

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

NA

02/22/1988 - 08/24/1989

MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED

NA

10/30/1987 - 02/26/1988

SMITH BELLINGHAM INTERNATIONAL, INC.

NA

05/07/1986 - 07/28/1987

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

01/19/1983 - 05/23/1986

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

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Licenses & Designations

BOTH

Issued 04/30/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/10/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Donald Alan Johnson. Review regulatory record here.
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