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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dona? Claim Your ProfileDona Hertz is a financial advisor with Ameriprise Financial Services, LLC based in Melbourne, Florida. Dona has been working in the financial industry since January 27, 2001 and is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and Investment Advisor Representative. Dona holds Series 7, 31, and 66 securities licenses as well as the SIE exam. Ameriprise Financial Services, LLC is a large financial services firm with over 140,000 clients and over $479 billion in regulatory assets under management. The firm offers a wide range of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/05/2009 - Present
Ameriprise Financial Services, LLC (MELBOURNE FL)
FL
08/14/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (VIERA FL)
FL
04/02/2007 - 08/13/2007
MORGAN STANLEY & CO., INCORPORATED (MELBOURNE FL)
FL
05/30/2001 - 04/02/2007
MORGAN STANLEY DW INC. (MELBOURNE FL)
NY
01/01/2001 - 05/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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