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Don Won Cook

Dash Financial Technologies LLC

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About Don Won Cook

Don Won Cook is a financial professional with over 10 years of experience in the securities industry. Don has held positions with Wolverine Trading, LLC, X-Change Financial Access, LLC and Dash Financial Technologies LLC. Don is registered with the state of Illinois and is currently affiliated with Dash Financial Technologies LLC, a firm located in Chicago. Don holds FINRA Series 7, Series 56, Series 57TO, and Series 63 licenses. Don has experience in securities trading, and the securities industry.

Firm Information

Don Cook is currently registered with Dash Financial Technologies LLC. Dash Financial Technologies LLC is a Limited Liability Company formed in December 2001. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Don Cook’s Registration & Firm History

IL

04/23/2018 - Present

Dash Financial Technologies LLC (CHICAGO IL)

IL

11/08/2017 - 04/04/2018

X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)

IL

08/19/2011 - 04/04/2017

WOLVERINE TRADING, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/25/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2017

Series 7 - General Securities Representative Examination

BC

Issued 08/18/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Don Won Cook.
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