Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Wanner is a financial professional with over 15 years of experience in the securities industry. Don is currently registered with BA Securities, LLC in Pennsylvania. Don has previously worked for RA Capital Advisors LLC in California and Cabrillo Broker, LLC in California. Don has a strong track record of success in the financial services industry. Don holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/30/2015 - Present
BA Securities, LLC (WAYNE PA)
CA
04/20/2011 - 03/02/2015
RA CAPITAL ADVISORS LLC (SAN DIEGO CA)
CA
08/14/2007 - 04/11/2011
CABRILLO BROKER, L.L.C (ENCINO CA)
BC
Issued 08/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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