Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon W Alexander is a financial advisor who has been in the industry since February 13, 2002. Don is currently registered with Mizuho Securities USA LLC, and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., and Dresdner Kleinwort Wasserstein Securities LLC. Don holds several securities licenses including Series 7, Series 24, Series 63, and SIE. Don is registered in 52 states and is approved for both broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/07/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/03/2011 - 09/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/18/2004 - 06/01/2011
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
02/13/2002 - 02/18/2004
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
BC
Issued 03/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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