Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Ross Martin is a financial advisor with over 20 years of experience in the industry. Don Martin is currently registered with Regal Investment Advisors LLC in Westlake Village, California. Don Martin specializes in providing financial advice for a fee, insurance services, and serves as a board member for the Rotary Club of Westlake Village Sunrise. Don Martin has previously held positions at First Allied Securities, Inc., Cambridge Legacy Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Wells Fargo Investments, LLC, and Wells Fargo Securities Inc. Don Martin holds the Series 7 and Series 66 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
CA
09/02/2021 - Present
Regal Investment Advisors LLC (Westlake Village CA)
CA
04/17/2012 - 12/13/2012
FIRST ALLIED SECURITIES, INC. (WOODLAND HILLS CA)
CA
09/02/2011 - 04/20/2012
CAMBRIDGE LEGACY SECURITIES L.L.C. (WOODLAND HILLS CA)
CA
10/23/2009 - 09/08/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
CA
04/23/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTLAKE VILLAGE CA)
CA
05/02/2001 - 04/30/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/30/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 11/01/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Don Martin is the right advisor for you? Invested Better is here to help.
