Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Guess is a Registered Representative with Calton & Associates, Inc. and has been in the securities industry since July 6, 1992. Don is currently registered in Mississippi, Nebraska and Texas. Don specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Don also provides selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
10/03/2013 - Present
Calton & Associates, Inc. (Cedar Park TX)
TX
07/20/2012 - 09/05/2013
WADDELL & REED, INC. (AUSTIN TX)
TX
01/04/2007 - 06/26/2012
SWBC INVESTMENT SERVICES, LLC (AUSTIN TX)
NE
02/24/2005 - 02/01/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
OK
05/06/2004 - 02/10/2005
MINSHALL & COMPANY INC. (TULSA OK)
TX
01/01/1998 - 05/05/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/04/1997 - 12/22/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/04/1997 - 12/22/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
RI
09/01/1993 - 07/17/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NJ
03/14/1991 - 08/17/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/14/1991 - 08/17/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 08/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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