Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Randall Schultz is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Don has been in the financial services industry since August 8, 1997. Don is licensed to sell securities in 53 states and districts. Don also is a registered Investment Advisor in Texas. Prior to joining Wells Fargo, Don was registered with First Clearing, LLC. Don has a wide range of experience in the financial services industry, including working with high-net-worth individuals, corporations, and institutions. Don has also worked for other well-known financial firms, including Wells Fargo Advisors Financial Network, LLC and TD Waterhouse Investor Services, Inc. Don's focus areas are in retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/12/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/18/2016 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
09/26/2014 - 06/15/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
06/11/2013 - 09/26/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
CA
01/03/2011 - 01/20/2012
WELLS FARGO ADVISORS, LLC (SANTA ROSA CA)
CA
10/16/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA ROSA CA)
NE
12/12/2001 - 11/10/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
07/06/1993 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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