Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Pratt Ferguson is a financial advisor registered with LPL Financial LLC. Don has been in the industry since 1982 and has worked with several firms including Capital Investment Group, Inc., ING Financial Partners, Inc., Scott & Stringfellow, Inc., and Wachovia Securities, Inc. Don's credentials include passing the Series 63, 65, 7, 8, 9, and 10 exams, and he holds registrations in several states. Don specializes in providing financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2022 - Present
LPL Financial LLC (ROCK HILL SC)
SC
05/19/2014 - 12/10/2021
CAPITAL INVESTMENT GROUP, INC. (ROCK HILL SC)
SC
06/06/2008 - 05/20/2014
ING FINANCIAL PARTNERS, INC. (ROCK HILL SC)
SC
01/14/2000 - 06/27/2008
SCOTT & STRINGFELLOW, INC. (ROCK HILL SC)
NC
01/25/1982 - 02/03/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 01/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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