Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Philip Grijalva is a financial advisor registered with Raymond James & Associates, Inc. Don has over 45 years of experience in the financial services industry. Don is also a registered Investment Advisor Representative (IAR) in California and Idaho. Don is a Series 4, 7, 63, and 65 licensed professional. Prior to joining Raymond James & Associates, Inc., Don was employed by Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Don specializes in providing financial advice and portfolio management services to individuals, businesses, corporations, high-net-worth individuals, pension and profit-sharing plans, insurance companies, banking or thrift institutions, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2022 - Present
Raymond James & Associates, Inc. (San Francisco CA)
CA
06/09/1997 - 09/30/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
CA
08/12/1988 - 06/12/1997
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
02/15/1988 - 08/18/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/08/1975 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
05/01/1973 - 09/25/1975
FIRST CALIFORNIA COMPANY, INCORPORATED
NA
10/05/1973 - 12/08/1973
ROBERTS, SCOTT & CO., INC.
IA
Issued 12/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 12/20/1975
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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