Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Wyse is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Don has been in the industry since 1988 and has worked for several firms, including UBS Financial Services Inc. and Deutsche Bank Securities Inc. Don holds the Series 63, 65 and 7 licenses. He is a registered investment advisor and has worked with individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/12/2020 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
01/05/2009 - 07/08/2020
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
CA
01/13/2001 - 01/29/2009
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
MD
02/16/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
07/31/1993 - 02/16/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/13/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/05/1990 - 11/29/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/28/1988 - 07/05/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
01/19/1988 - 02/10/1988
BARABAN SECURITIES, INC.
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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