Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon P. Holt is a financial professional with over 39 years of experience in the securities industry. Don is currently registered with Cetera Investment Advisers LLC and has a strong background in providing financial planning, portfolio management and investment services to both individuals and businesses. Don's previous experience includes positions with Principal Securities, Inc., KMS Financial Services, Inc., Pacific West Securities, Inc., Triple Check Financial Services, Inc., and First American National Securities, Inc. Don is a licensed and registered investment advisor representative in Washington, Arizona, Arkansas, California, Colorado, Hawaii, Idaho, Nevada, Oregon, South Carolina, Texas and Washington. Don is also a Registered Representative and a Series 7, Series 6, Series 63, and Series 65 license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/09/2021 - Present
Cetera Investment Advisers LLC (AUBURN WA)
WA
10/16/2020 - 11/11/2021
PRINCIPAL SECURITIES, INC. (Kent WA)
WA
12/07/2001 - 10/16/2020
KMS FINANCIAL SERVICES, INC. (KENT WA)
WA
10/07/1991 - 12/07/2001
PACIFIC WEST SECURITIES, INC. (RENTON WA)
CA
01/01/1990 - 10/04/1991
TRIPLE CHECK FINANCIAL SERVICES, INC. (BURBANK CA)
GA
10/25/1983 - 12/14/1989
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 07/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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