Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Oliver is a financial advisor with over 40 years of experience in the industry. Don is currently registered with UBS Securities LLC and UBS Financial Services Inc. Don is licensed to provide investment advice in all 50 states and the District of Columbia. Don holds the Series 7, 24, 52TO, 53, 55, 57TO, and 63 licenses. Don has a strong track record of success and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/22/2020 - Present
UBS Securities LLC (NEW YORK NY)
NJ
06/16/2006 - 04/15/2014
UBS SECURITIES LLC (WEEHAWKEN NJ)
NJ
02/25/1982 - 06/26/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 01/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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