Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Webb is a financial advisor who has been in the industry since 2003. Don Webb is currently registered with Wells Fargo Clearing Services, LLC and has a Series 66 license. Don Webb has been registered with this firm since 2009. Prior to joining Wells Fargo Clearing Services, LLC, Don Webb worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED for over five years. Don Webb holds a Series 3, Series 7, Series 9, and Series 10 license as well. Don Webb specializes in portfolio management for individuals and businesses, as well as investment consulting services for institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
01/16/2009 - Present
Wells Fargo Clearing Services, LLC (HIGH POINT NC)
NC
05/01/2003 - 01/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HIGH POINT NC)
BOTH
Issued 05/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 3 - National Commodity Futures Examination
BC
Issued 04/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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