Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Dumas is a financial advisor with over 30 years of experience in the industry. Don has a strong background in securities and investment advisory services. Currently, Don is registered with TCFG Investment Advisors, LLC and TCFG Insurance Solutions, LLC. Don has held previous registrations with ING Financial Partners, Inc., Harbour Investments, Inc., Edward Jones, and others. Don is active in his community, officiating sporting events for youth and high schools.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
06/08/2020 - Present
Tcfg Investment Advisors, LLC (LAGUNA NIGUEL CA)
WI
05/15/2013 - 06/05/2020
CLIENT ONE SECURITIES LLC (GREEN BAY WI)
WI
05/17/2007 - 05/20/2013
ING FINANCIAL PARTNERS, INC. (GREEN BAY WI)
WI
05/13/2005 - 04/30/2007
HARBOUR INVESTMENTS, INC. (DEPERE WI)
NY
06/06/2003 - 05/20/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
MO
03/08/2002 - 06/06/2003
EDWARD JONES (ST. LOUIS MO)
MA
03/16/2001 - 03/12/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/12/1998 - 02/28/2001
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CA
12/19/1997 - 05/11/1998
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
WI
06/20/1997 - 12/31/1997
SII INVESTMENTS, INC. (APPLETON WI)
MA
04/20/1995 - 06/02/1997
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
OH
06/21/1993 - 04/25/1995
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NJ
08/24/1992 - 05/05/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
05/03/1991 - 08/14/1992
SHAREMASTER (HEMET CA)
CA
07/24/1990 - 02/27/1991
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
CA
04/02/1990 - 04/24/1990
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
07/27/1988 - 01/01/1990
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
02/05/1986 - 07/26/1988
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
BOTH
Issued 08/01/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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