Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Kay Shuck is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Don has been in the industry since 1983 and has experience working with individuals, high-net-worth individuals, businesses, insurance companies, charitable organizations, corporations, and pension and profit-sharing plans. Don is registered to offer investment advice in various states across the United States, including Indiana, Texas, California, Florida, New York, and more. Don holds multiple securities licenses, including Series 7, Series 9, Series 10, Series 31, and Series 63. Don also holds a Series 65 license, which allows Don to provide investment advisory services to individuals and businesses. Don is committed to providing high-quality financial advice to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/08/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIANAPOLIS IN)
NY
07/31/1993 - 09/24/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/12/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/23/1983 - 08/19/1985
E. F. HUTTON & COMPANY INC
IA
Issued 08/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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