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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Connot is a financial advisor at Raymond James & Associates, Inc. with over 40 years of experience in the financial services industry. Don specializes in providing comprehensive financial planning, investment management, and retirement planning services to individuals, families, and businesses. Don has a strong track record of success and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
12/16/2020 - Present
Raymond James & Associates, Inc. (OMAHA NE)
NE
05/11/1998 - 12/01/2020
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
TX
02/16/1996 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
07/30/1985 - 02/23/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/26/1982 - 05/23/1986
PAINEWEBBER INCORPORATED
IA
Issued 11/27/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 03/19/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/08/1982
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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