Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Hosea Williams is a financial advisor who has been in the industry since April 2001. Don is currently registered with LPL Financial LLC and is licensed in California and Washington. Don has a diverse background in the financial services industry, having previously worked with firms such as Independent Financial Group, LLC, Foreside Fund Services, LLC, Purshe Kaplan Sterling Investments, and LPL Financial LLC. Don has a strong understanding of the financial markets and a commitment to providing clients with personalized financial advice. Don is dedicated to helping clients achieve their financial goals through a comprehensive range of services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/21/2023 - Present
LPL Financial LLC (San Marcos CA)
CA
03/06/2023 - 12/07/2023
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
ME
04/11/2022 - 12/13/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
08/31/2021 - 12/20/2021
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
CA
01/04/2016 - 04/27/2020
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
02/23/2015 - 10/26/2015
LPL FINANCIAL LLC (PEORIA AZ)
CA
03/06/2006 - 02/25/2015
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NJ
09/01/2005 - 03/10/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
SC
02/20/2001 - 08/19/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
06/08/2000 - 02/02/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Don Williams is the right advisor for you? Invested Better is here to help.
