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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Gayle Brosz is an investment advisor representative with MAI Capital Management, LLC based in Cincinnati, OH. Don has over 40 years of experience in the financial services industry. Don has passed the Series 63, Series 65, Series 5, and Series 7 exams. Don is also registered with the states of Florida, Indiana, Kentucky, and Ohio. Before joining MAI Capital Management, LLC, Don was previously employed by WaterStone Investment Counsel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
01/29/2024 - Present
MAI Capital Management, LLC (Cincinnati OH)
CA
07/19/1995 - 07/29/1996
ROUND HILL SECURITIES, INC. (ALAMO CA)
NJ
02/02/1990 - 07/21/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/22/1988 - 02/13/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/08/1982 - 02/08/1988
E. F. HUTTON & COMPANY INC
NA
08/19/1980 - 08/30/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 08/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
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