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Don Clay Hall

Cetera Investment Advisers LLC

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About Don Clay Hall

Don Clay Hall is a financial advisor who has been in the industry since 1983. Don Clay Hall is currently registered with Cetera Investment Advisers LLC. Previously, Don Clay Hall was registered with VOYA FINANCIAL ADVISORS, INC. in Johnstown, PA. Don Clay Hall holds Series 63, Series 22TO, Series 6TO, SIE, Series 7, and Series 1 licenses. Don Clay Hall is also a Chartered Financial Consultant.

Firm Information

Don Hall is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

227 FRANKLIN STREET STE 302

JOHNSTOWN, PA 15901

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Don Hall’s Registration & Firm History

PA

06/29/2023 - Present

Cetera Investment Advisers LLC (JOHNSTOWN PA)

PA

01/01/2004 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (JOHNSTOWN PA)

IA

03/16/1991 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NY

10/13/1982 - 12/04/1990

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 2/12/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 1/2/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/7/1998

Series 7 - General Securities Representative Examination

BC

Issued 6/22/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Don Clay Hall. Review regulatory record here.
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